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SEC Filings

SC 13G
EVENTIDE ASSET MANAGEMENT, LLC filed this Form SC 13G on 02/13/2017
Entire Document
 
 

 

(c)Number of shares as to which such person has:

 

(i)                              Sole power to vote or to direct the vote: 865,526

 

(ii)Shared power to vote or to direct the vote: 0

 

(iii)Sole power to dispose or to direct the disposition of: 865,526

 

(iv)Shared power to dispose or to direct the disposition of: 0

 

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

 

Item 6. Ownership of more than Five Percent on Behalf of Another Person.

 

Eventide Asset Management, LLC, a Delaware limited liability company located at One International Place, Suite 3510, Boston, MA 02110 is the beneficial owner of 865,526 common shares, as of December 31, 2016, by virtue of being the investment adviser to registered investment companies (mutual funds). The 865,526 common shares, which represents 5.5% of the issuer’s outstanding common stock, were held by the Eventide Healthcare & Life Sciences Fund.

 

Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

N/A

 

Item 8. Identification and classification of members of the group.

 

N/A

 

Item 9. Notice of Dissolution of Group.

 

N/A

 

Item 10. Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above

were acquired and are held in the ordinary course of business and were not acquired and are not held

for the purpose of or with the effect of changing or influencing the control of the issuer of the securities

and were not acquired and are not held in connection with or as a participant in any transaction having

that purpose or effect.

 

 

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